Dynamic-Programming-Guided Hierarchical BPE and Empirical Analysis of Vocabulary Pruning

Abstract

Byte Pair Encoding (BPE) constructs vocabularies through greedy pair merging, but the resulting merge order does not necessarily allocate a fixed model-visible vocabulary optimally for compression. We propose Dynamic-Programming-Guided Hierarchical BPE (DH-BPE), a vocabulary-construction method that combines token exposure under exact minimum-token segmentation with the hierarchical dependencies induced by BPE training. Starting from a modestly overshot BPE candidate vocabulary, DH-BPE uses dynamic programming to measure candidate utility and applies exposure-guided, dependency-aware pruning to select a fixed-size model-visible vocabulary. We compare DH-BPE against Standard BPE and recent vocabulary-optimization baselines, including Pruned BPE, MinGram, and MinGram-PP, in primary evaluations at 12K and 16K target vocabulary sizes, with an additional 18K evaluation against MinGram only. Across the primary 12K and 16K comparisons, DH-BPE consistently improves aggregate compression over Standard BPE, Pruned BPE, and MinGram under a shared exact minimum-token DP encoder. MinGram-PP achieves stronger aggregate compression in the primary comparisons, but DH-BPE outperforms it at overshoot factors f = 2.0 and f = 3.0 in cross-corpus evaluation; at 12K, MinGram-PP reverses this ordering only with the substantially larger candidate pools at f = 4.0 and f = 5.0. Qualitative analysis further shows that DH-BPE balances later, more complete BPE merges with reusable subword components, providing a practical approach to improving vocabulary allocation under a fixed model-visible vocabulary budget.