TriShield: Zero-Utility-Loss Defense Against Privacy Backdoors in Federated Language Model Fine-Tuning via Orthogonal Gradient Projection and Optimizer State Entanglement
TriShield is presented, a three-layer deterministic defense that completely prevents NeuroImprint-style reconstruction with zero model utility loss and no additional communication rounds, and it is proved theoretically that after Layers 2 and 3, the mutual information between the uploaded gradient and any individual training sample is zero.
Abstract
Federated fine-tuning of large language models (LLMs) enables collaborative training without exposing raw data. However, a recent attack, NeuroImprint, demonstrates that a malicious parameter server can corrupt a PEFT adapter into a privacy backdoor: by assigning a dedicated memorization neuron to each training sample and ensuring each neuron updates at most once, the server can analytically reconstruct 59%--79% of client training data with high semantic fidelity. Existing defenses---including local differential privacy (LDP) and gradient clipping---either fail against this attack or impose unacceptable utility degradation. We present \textbf{TriShield}, a three-layer deterministic defense that completely prevents NeuroImprint-style reconstruction with zero model utility loss and no additional communication rounds. TriShield consists of: (1) a Parameter Artifact Detector that identifies memory-neuron signatures in distributed model parameters before local training begins; (2) a Stateful Virtual Iteration} mechanism that forces Adam/AdamW's momentum state to irreversibly entangle gradients across virtual steps, invalidating NeuroImprint's closed-form inversion; and (3) a Zero-Utility Orthogonal Projection operator that projects all local gradient updates onto the main-task semantic subspace computed via SVD, physically eliminating any gradient components that carry private memorization. We prove theoretically that after Layers 2 and 3, the mutual information between the uploaded gradient and any individual training sample is zero. Experiments on GPT-2 (117M) and Llama-Guard-3-1B verify that TriShield reduces NeuroImprint reconstruction rate to 0% across all tested attack variants, while maintaining or improving training accuracy, with less than 5% additional GPU computation overhead.
This work introduces GASHE (Gradient-Aware Selective Homomorphic Encryption), a novel selective encryption strategy that dynamically identifies and encrypts only the gradient components exceeding a DP-calibrated sensitivity threshold, rather than encrypting all parameters uniformly as in static layer-based or full-parameter CKKS schemes.
Baran Can Gül, Hanuma Siddhartha Tunuguntla, Anjana Arvind Naik et al.· 0 citations
Federated Learning (FL) inherently preserves privacy but remains highly vulnerable to backdoor attacks due to its open participation architecture. Existing defenses face two fundamental limitations: first, screening-based aggregation strategies prove ineffective against advanced cross-round attacks where adversaries progressively poison model parameters through multi-round collaboration; second, mitigation techniques often cause significant accuracy degradation due to the deep entanglement between backdoor and primary task parameters. To address these challenges, we propose Fed-CBE, a novel client-side defense algorithm that eliminates backdoors through three synergistic mechanisms: 1) periodic alternating layer resetting disrupts deep parameters to dismantle cross-round backdoor accumulation; 2) indiscriminate forgetting employs entropy maximization on non-ground-truth classes to decouple backdoor associations without prior trigger knowledge; and 3) knowledge distillation with historical local models restores primary task performance. Extensive evaluations on three benchmark datasets and model architectures demonstrate that Fed-CBE achieves highly competitive robustness, limiting attack success rates to near-zero levels in most settings and keeping them exceptionally low even under high malicious-client ratios without compromising primary task performance, significantly outperforming existing defenses.
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GradLock is introduced, a novel training-time injection attack that stealthily injects sensitive training data directly into the model parameters and employs dynamic gradient locking to prevent payload degradation during the optimization process.
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It is demonstrated that source-precision auditing alone does not rule out quantization-triggered behavior and that the final deployed configuration must be included in behavioral certification for trustworthy edge AI.
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FedPurify is a framework that performs post-training data-free purification to remove malicious backdoors while preserving task-relevant knowledge in FL, and combines contrastive feature alignment with knowledge-preserving self-distillation to remove backdoor effects while preserving benign task performance.
Baolu Xue, Hanyuan Zheng, Tianxing Man et al.· Proceedings of the 32nd ACM...· 0 citations
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