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U. California

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Jul 2026

FinSAgent: Corpus-Aligned Multi-Agent RAG Framework for Evidence-Grounded SEC Filing Question Answering

Financial question answering over U.S. Securities and Exchange Commission (SEC) filings requires retrieving and synthesizing heterogeneous evidence dispersed across long, standardized, and highly redundant disclosures. Existing retrieval-augmented and multi-agent systems typically derive retrieval queries directly from the user's question and rank candidates by semantic similarity. Together, these choices create prior-corpus misalignment: a mismatch between model priors and the target filings'structure, terminology, and evidence standards. As a result, query generation misses corpus-specific evidence, while semantic reranking favors topically similar but evidentially invalid false-positive chunks. We propose FinSAgent, an evidence-grounded multi-agent framework that reframes SEC filing QA as corpus-aligned retrieval planning and corrects both ends with a single principle: inject corpus-side conditioning wherever model priors would otherwise dominate. FinSAgent combines (1) role-specialized agents anchored to the mandated 10-K item structure, (2) database-aware query decomposition that conditions each agent's sub-queries on a lightweight, summary-level view of the local corpus, and (3) multi-path retrieval with a learned feature-gated reranker that separates evidential validity from semantic similarity. Across five offline financial QA benchmarks, FinSAgent improves retrieval coverage and answer correctness over strong single-agent and multi-agent baselines; in a three-arm randomized online experiment with 1,000 anonymous user ratings, it also receives higher scores than baselines.

Jijun Chi, Zhenghan Tai, Hanwei Wu et al. · 0 citations
#small language model Preprint Aug 2026

uMOF: A Universal Database, Benchmark, and Machine Learning Interatomic Potentials for Metal-Organic Frameworks

Foundation machine learning interatomic potentials (MLIPs) deliver near-ab-initio accuracy at a fraction of the computational cost, yet their promise for Metal-organic Frameworks (MOFs) remains largely unrealized as large unit cells make first-principles training data expensive to generate, fine-tuned models are scarce, and experimentally grounded benchmarks are scarcer still. We introduce uMOF, a three-part contribution addressing this gap. First, we release the largest and most accurate density functional theory dataset for MOFs to date, computed at the r$^2$SCAN-D4 level of theory across 85524 configurations spanning 19950 unique frameworks and 79 elements, covering empty and gas-loaded structures, geometry optimizations, equations of state, and finite-temperature molecular dynamics. Second, we release a literature-mined benchmark of 3986 verified property values (3146 experimental) extracted from 626 papers by a seven-stage, checkpointed multi-pass large language model pipeline, linked to more than 650 crystallographic information files. Third, we release two universal MLIPs for MOFs, uMOF-MH and uMOF-POLAR, fine-tuned from two architecturally distinct MACE foundation models on the uMOF dataset. On near-equilibrium, ``Tier-1''properties (bulk modulus, phonon-derived heat capacity) the uMOF models perform comparably to existing foundation and fine-tuned baselines. On harder, dynamics-sensitive properties like gas adsorption enthalpies via Widom insertion and adsorption isotherms, the uMOF models outperform every baseline we test, including MOF-specialized gas-capture models trained on datasets up to three orders of magnitude larger, cutting error by more than 80% to within experimental uncertainty. We trace this advantage to the physical diversity of the training data and to level of theory where a small (1.7%) fraction of MD simulations is decisive for MLIP stability.

T. J. Inizan, Prathami Divakar Kamath, A. Elena et al. · 0 citations

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