On Unavoidable Faces of High-Dimensional Polytopes

Abstract

Kalai's cube--simplex conjecture asserts that for all positive integers $\ell,k$, there is an integer $f(\ell,k)$ such that every polytope of dimension at least $f(\ell,k)$ has either a simplex $\ell$-face or a cube $k$-face; let $f_s(\ell,k)$ denote the threshold restricted to simple polytopes. Finiteness of $f(\ell,k)$ is known only for $\ell,k \leq 2$. In addition, Kalai proved that $f_s(2,k) \leq 2k^2$. Here we prove that $f_s(\ell,k)$ is finite for all $\ell \geq 2$ and $k \geq 3$, the first such result beyond $\ell = 2$, with $f_s(2,k) \leq 2k^2-1$ and $f_s(\ell,k) \leq \tfrac{1}{2}k^2\ell\,2^k$ for $\ell \geq 3$. In the opposite direction, we obtain the lower bounds $f(\ell,k) \geq (5\lfloor \ell/2 \rfloor + (\ell \bmod 2) - 1)(k-1)+1$ and $f_s(\ell,k) \geq \max\{4,\,2(\ell-1)\}(k-1)+1$. A companion question asks for the minimum possible size of a 3-face within a higher-dimensional polytope. Meisinger, Kleinschmidt and Kalai proved that every rational $d$-polytope with $d \geq 9$ has a $3$-face with fewer than $78$ vertices or fewer than $78$ facets. Here we improve their bound: every convex polytope of dimension at least $15$ has a $3$-face with at most $13$ facets. One step of our proof requires an explicit exact rational certificate or identity on flag numbers. This certificate is computed using linear programming.