Jun 2026· arXiv.org· Vol abs/2606.31591· 0 citations· 25 references
Computer Science
TL;DR
These results identify optimiser choice as a key factor in EM severity, but show that spectral regularisation can substantially mitigate the effects of EM-prone optimisers.
Abstract
Emergent misalignment (EM) is a recently discovered phenomenon in LLMs where fine-tuning on a narrow misaligned task, such as writing insecure code, leads to broadly misaligned behaviour on unrelated prompts. Previous work has noted that the severity of EM is highly sensitive to training choices; however, we still lack a systematic characterisation of this sensitivity. We perform a sweep over several Qwen3 models, optimisers, datasets, and batch sizes, and find that the choice of optimiser has the largest effect, producing a 7x spread in misalignment rate. Surprisingly, model size has a negligible effect within the Qwen3 family. An additional sweep over 12 models from three families using Adam confirms that model scale (1B-235B) and family have negligible effects for that optimiser. Analysing the loss-alignment relationship on Qwen3-8B, we find that final log training loss is a strong predictor of alignment, and that stratifying by optimiser captures nearly all the residual variance. Training dynamics reveal that each optimiser follows a different trajectory through loss-alignment space, and that after significant training, the optimiser becomes more important than training loss as a predictor of alignment. Muon, the adaptive optimiser that preserves alignment the best, implicitly regularises for a more uniform distribution of singular values of the LoRA adapter. We evaluate this insight by training with an additional loss term that incentivises a flatter singular value spectrum, and find that this substantially recovers alignment for the more EM-prone adaptive optimisers (Adam and Lion), with negligible cost to training loss. These results identify optimiser choice as a key factor in EM severity, but show that spectral regularisation can substantially mitigate the effects of EM-prone optimisers.
This work induces misalignment by fine-tuning a Qwen2.5-14B-Instruct base model on nar-rowly misaligned data and tests Simple Self-Distillation as a method to recovering alignment in misaligned models.
Emergent misalignment (EM) is the phenomenon where fine-tuning a language model on a narrow task leads to harmful behavior in unrelated domains. A leading mechanistic account attributes EM to persona features: latent directions acquired during pre-training that misaligned fine-tuning amplifies. We ask where these featu...
C. Vetter, David Kaczér, Lucie Flek et al.· 0 citations
It is found that narrow fine-tuning recruits a persona structure that is present in the model before the fine-tune exists, and that broad misalignment on questions unrelated to the training data is more broad than mechanical weight superposition and matched diversity jointly account for.
This work systematically study repeated alignment and misalignment cycles using controlled fine-tuning loops while tracking behavioral performance, and LoRA representations throughout training, finding that both misalignment and realignment are highly sensitive to superficial dataset characteristics.
Abhinav Rao, Liancheng Gong, Bin Hu et al.· 0 citations
Spectral-Aware Muon is introduced, which holds the head at the Muon scale and amplifies the bulk using a static spectral prior, and both variants outperform tuned AdamW and Muon (Scion implementation) baselines in all evaluated model-scale and batch-size configurations.
Xiaodong Wu, Wen-Yi Yu, Chao Zhang et al.· 1 citation
Pruning is essential for the efficient deployment of Large Language Models (LLMs); however, it causes severe performance degradation due to the structural distortion induced by sparsity. Existing recovery strategies, such as LoRA, predominantly employ global fine-tuning, often overlooking the mechanistic root of this d...
Yingen Liu, Fan Wu, Xuyan Pan et al.· Annual Meeting of the Associ...· 0 citations
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