A policy algebra is proposed that defines the reliability envelope within which agent capability may be exercised and provides researchers and practitioners with formal correctness conditions, executable decision semantics, and trace evidence for building agents that are not only capable, but reliably capable.
Abstract
Large language model-based agentic frameworks primarily optimize capability: whether an agent can reason, retrieve information, call tools, delegate work, and complete a goal. Enterprise execution requires a stronger property. A successful result is not reliable if it was produced through unauthorized data access, widened delegated authority, unapproved side effects, unrecoverable budget consumption, or incomplete evidence. This paper defines reliable capability as a path property: an agent is reliably capable only when it completes a task through action events that remain admissible under identity, profile, tool, data, memory, budget, artifact, approval, and audit constraints. We propose a policy algebra that defines the reliability envelope within which agent capability may be exercised. Security profiles and runtime obligations compose through joins, intersections, budget narrowing, approval inheritance, and evidence accumulation; the resulting composition is both trust-preserving and the least restrictive state satisfying all governing inputs. The algebra also propagates restrictions across multi-agent calls and introduces cost-aware artifact materialization, which redirects open-ended execution toward a recoverable outcome as budget exposure grows. The evaluation is interpreted as a reliability-capability trade-off rather than a capability benchmark: the policy-algebra runtime intervenes on 94.8% of policy-violating events while retaining an 86.9% task-completion rate, eliminates the observed profile-monotonicity and zero-artifact-exhaustion violations, and increases audit completeness to 98.6%. The method provides researchers and practitioners with formal correctness conditions, executable decision semantics, and trace evidence for building agents that are not only capable, but reliably capable.
LLM-based agents can act on behalf of a user to access cloud services, call tools, or invoke agents. At session start, the agent's permissions are set but remain static, and each request is evaluated independently, without considering prior actions. Within its permissions, an agent may act contrary to the delegated task, combine individually permitted actions into a prohibited outcome, or delegate authority to a sub-agent without limiting it. A prompt injection poses a risk only if the agent has authority to perform such actions; this is therefore a problem of authorization architecture, not just the model. The Agentic Principal Chain (APC) tracks delegated authority from one principal to the next. APC evaluates each request against the accumulated session state using six authorization checks. APC carries forward and restricts delegated scope and budgets. Using composition closure, APC checks requests against prior actions to prevent prohibited combinations and enforces the decision outside the model. We prove Blast Radius Monotonicity and Composition Soundness for APC implementations; Composition Soundness is limited to prohibited combinations under a complete restriction set and serialized admission. We evaluated 3,154 instances including InjecAgent, AgentDojo, and ASB. Our compromised-model evaluation tests APC independently of model behavior by inserting the ground-truth attack call after the first legitimate tool call. AgentDojo exfiltration fell from 75-100% to 0% across all four domains; APC blocked all 544 InjecAgent data-stealing cases. Intent binding reduced destruction from 38.6% to 4.0% and manipulation from 90.5% to 12.1%. Authorization latency was 0.24 ms at the 99th percentile on an idle host; across 949 AgentDojo task-injection pairs, utility was 8.6 and 13.9 percentage points lower in the two settings. Implementation, evaluation tools, and data are publicly available.
Tool-using AI agents turn delegated tasks into provider effects, yet authorization often ends at admission while provider state, delivery, retry, and recovery evolve. A request may change before commit, or response loss may cause a replacement to create a second effect from one approval. We present AID-Guard, a stateful authorization-to-effect closure protocol. It revalidates the approved request and provider state at commit, retains one reservation under ambiguity, and permits release or one successor only after a terminal result or certified no effect with a delivery fence. For supported provider contracts, one reservation yields at most one effect across retry and recovery. To our knowledge, it is the first evaluated agent-authorization protocol to unify these controls in one lifecycle. We implement a Python/SQLite prototype. In a declared loopback MCP domain, 13 live mutations caused no unauthorized provider effects, three concurrent histories were linearizable, and evidence bundles supported public verification and replay. All 210 Stripe provider-contract trials matched predeclared outcomes. Across Stripe and Resend, 40 terminalize-successor schedules, 30 overlapping races, and 10 crash-recovery schedules completed without duplicate effects. Under complete proposer compromise, AID-Guard blocked 44/44 attacks and admitted 44/44 matched legitimate proposals. Its strict exact-manifest profile reduced benign utility by 35.4 to 43.8 percentage points; a typed frontier recovered 9-10 completions without observed unsafe effects. A composition study blocked 20/20 post-admission lifecycle attacks and preserved 8/8 valid or exact-retry executions. The results support authorization-to-effect binding under the evaluated effect-path inventory, provider contracts, and failure schedules.
Agentic artificial intelligence expands the enterprise security boundary because autonomous agents can plan
tasks, retain memory, invoke tools, call APIs, and initiate business actions. Authentication at session start is therefore
insufficient when later actions may be influenced by untrusted content, poisoned memory, compromised tools, or excessive
delegated privilege. This paper proposes the Zero Trust Agentic AI Security Framework (ZT-AASF), a vendor-neutral
architecture that applies continuous verification to consequential agent actions. The framework separates six control
planes: identity and delegation, context and data trust, policy and risk decision, tool and action enforcement, runtime
observability, and containment and recovery. A contextual authorization model evaluates delegated scope, source
provenance, data sensitivity, tool risk, behavioral deviation, and action impact before execution. A design-level evaluation
against ten OWASP agentic risk classes produces 27 of 30 control-coverage points for ZT-AASF versus 5 of 30 for a
conventional integration baseline. These values represent architectural coverage, not measured attack-prevention rates.
The results indicate that moving enforcement from the session boundary to the action boundary can reduce implicit trust,
constrain privilege propagation, and improve auditability while preserving useful autonomy.
Sachin Suryawanshi· International Journal of Inn...· 0 citations
This paper provides an action-relative method for deriving which trust-domain coalitions are sufficient to cause protected execution, defined as the occurrence of a designated protected state transition.
Multi-agent applications delegate work across independently operated deployers. After an incident, a verifier must answer two questions: which deployer released the reported bytes, and whether each cross-deployer edge was authorized. Credentials establish who may act, but need not bind them to later output bytes or prove both deployers authorized a dynamically created edge. We present a two-layer attestation design for dynamic delegation without a shared authority, public log, or precommitted workflow. A trusted deployer runtime signs a hash of each released output; this records released bytes but does not prevent prompt injection. Ancestry evidence records edge authorization. Under a unified threat model, we compare a signed linked list, a Merkle-chain variant, and a co-signed DAG. The primitives are standard; the contribution is deployer-side binding and the evidence needed for the two questions. After child-key compromise, the single-signer designs permit an unauthorized parent binding, whereas the co-signed DAG rejects it because the parent must authorize the edge. Fixed adversary matrices and regression tests validate the composed verifier. On an Apple M1 Pro, ancestry-only checks take 24.3-499.2us per hop. In a live local multi-service workflow, a parent discovers the child's A2A Agent Card; the child calls an MCP tool and releases local-LLM output: all 30 signed-DAG tasks passed complete verification, while a controlled child-key-only claim was rejected; its mean end-to-end latency was 813.1ms versus 770.8ms without evidence. In a complementary three-availability-zone AWS deployment, all 1,000 valid co-signed-DAG paths verified; issuance averaged 3.651ms and complete verification 5.015ms. The cloud result excludes TLS/mTLS, KMS, and model-serving latency.
Long-lived AI agents increasingly evolve after deployment by retaining experience, acquiring skills and tools, revising workflows, delegating work, and moving across task phases. This improves adaptation but creates a distinct authorization problem. Tool-enabled agents can turn model errors and prompt injections into consequential external actions; when evolution occurs under a live grant, the subject exercising that authority or the context in which it acts may no longer match what the user evaluated. Evolution can change both the effects reachable under an old grant and the authority required by the task, which may rise, fall, or become incomparable. Existing tool policies constrain actions but do not determine when a grant survives this change. We formulate authorization continuity: when does an existing grant remain valid, how may active authority change, and what boundary must never move? Our state-bound model fixes a transition envelope and an immutable effect ceiling at grant time. The envelope determines whether the grant survives a mutation; below the ceiling, authority may contract freely and expand only under specified evidence conditions. We distinguish requested from realized effects and prove that, under complete mediation, sound effect abstraction, attenuating delegation, and monitor integrity, mutation cannot amplify protected effects beyond the user-issued ceiling. Agent-produced evidence may allocate authority below the ceiling but cannot raise it. Finally, we map six mutation classes to their authorization consequences.
Zhaoxi Zhang, Xiaomei Zhang· 1 citation
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