Experiments show that ER-EDF consistently improves empathetic response quality in both automatic and human evaluations, highlighting the importance of jointly modeling emotion perception and regulation in spoken empathetic dialogue systems, paving a new direction for psychologically grounded empathetic AI.
Abstract
In human conversation, empathy involves not only recognizing a partner's emotion but also regulating it, listeners identify the emotional state, select a suitable regulation strategy, and implement it in their reply. Current large audio-language models (LALMs) largely map perceived emotion directly onto a response, skipping this regulation process. As a result, their responses tend to mirror the user's affect or offer generic sympathy. We propose ER-EDF, a psychology-grounded framework for empathetic dialogue that follows the three stages of Gross's Extended Process Model of emotion regulation, identifying the user's emotion from speech, selecting a regulation strategy matched to that emotion, and implementing the strategy through a LALM. The framework is model-agnostic and integrates seamlessly into existing LALMs. We further construct a spoken empathetic dialogue dataset and introduce empathy-aware evaluation metrics beyond lexical matching. Experiments across five LALMs and two datasets show that ER-EDF consistently improves empathetic response quality in both automatic and human evaluations. These results suggest that modeling how humans regulate others'emotions, rather than only how they perceive them, is key to empathetic spoken dialogue, paving the way for psychologically grounded empathetic AI.
Preliminary results suggest that explicitly modeling both speaker emotional dynamics and listener affective state can improve embodied empathetic interaction.
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Empathetic response generation requires models to decide not only what to say, but also how to respond to the previous speaker's affective situation, so multi-annotator emoji distributions are used as weak affective--attitudinal evidence to induce a latent control space that operationally approximates listener stance.