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Preprint Aug 2026

Uniform Resolvent Estimates for the Discrete Schr\"odinger Operator in Higher Dimensions

Let $H_0$ be the standard discrete Laplacian on $\mathbb Z^d$, $d\geq4$, let $R_0(z)=(H_0-z)^{-1}$, and let $p'$ denote the H\"older conjugate of $p$, with $p'=\infty$ when $p=1$. We establish uniform diagonal resolvent estimates from $\ell^p(\mathbb Z^d)$ to $\ell^{p'}(\mathbb Z^d)$ by proving local Fourier-decay bounds for surface measure on the Fermi surfaces of the lattice dispersion relation. At a regular point, the decay is governed by the number of coordinate directions in which the quadratic term vanishes: after a local change of variables, these directions produce cubic one-dimensional phases, while the remaining directions are quadratic. For $d\geq5$, we prove the sharp global range \[ 1\leq p\leq\frac{2(d+2)}{d+5}. \] Away from the threshold energies, this range remains sharp in odd dimensions, whereas for even $d\geq6$ the sharp range improves to \[ 1\leq p\leq\frac{2(2d+5)}{2d+11}. \] In dimension four, we obtain uniform estimates for $1\leq p<4/3$ and an $\ell^{4/3}$-to-$\ell^4$ endpoint estimate with a square-root logarithmic loss. Matching anisotropic Knapp-type constructions give the corresponding necessary conditions. We also derive Birman--Schwinger and Kato smoothing bounds, complex-eigenvalue estimates, and improved thin spectral projection estimates.

Yuda Chen · 0 citations

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