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Preprint Aug 2026

Strict Monotonicity of Numerical Invariants for the Submodules $[(z-w)^k]$ in $H^2(\mathbb D^2)$

For $k\geq1$, let $M_k=[(z-w)^k]\subset H^2(\mathbb D^2)$. We first determine the banded Toeplitz matrices associated with the homogeneous components of $M_k$, together with explicit formulas for their determinants and the relevant algebraic cofactors. These formulas lead to a complete description of the spectrum of the core operator: \[ \sigma(C_{M_k}) = \{0,1\} \cup \left\{ \pm\frac{k}{n+k}:n\geq1 \right\}. \] In particular, the spectral data determine the parameter $k$. The determinant and cofactor formulas further yield a unified finite-sum representation for $\alpha_{n,j}^{(k)} =\langle w^j\phi_n,z^j\psi_n\rangle$, and hence for Yang's higher numerical invariants. We derive an adjacent relation connecting $\alpha_{n,j}^{(k)}$ and $\alpha_{n,j+1}^{(k)}$ by means of an explicit telescoping certificate, and show that the corresponding finite-section transformations are strict contractions. Combining these finite-dimensional estimates with the asymptotic behavior of $\alpha_{n,j}^{(k)}$, we prove the strict monotonicity \[ \Sigma_0(M_k)>\Sigma_1(M_k)>\Sigma_2(M_k)>\cdots . \] The cases $k\geq3$ constitute the new part of the analysis, while the previously known cases $k=1,2$ are recovered within the same framework. Consequently, Yang's monotonicity conjecture holds in strict form for the entire family $\{[(z-w)^k]:k\geq1\}$.

Yin Liu, Yufeng Lu, Chao Zu · 0 citations

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